PROPOSAL:
Adopt Proposed Rules 3501 – Recordkeeping for Locomotive Idling; and
3502 – Minimization of Emissions from Locomotive Idling
SYNPOSIS:
Proposed Rules 3501 and 3502 establish recordkeeping and idling
requirements for diesel freight locomotives. The purpose of Proposed Rule
3501 is to record idling events to assist the AQMD in quantifying idling
emissions. The purpose of Proposed Rule 3502 is to minimize emissions from
continued idling of freight locomotives operating in the District. These
rules will apply to Class I freight railroads and switching and terminal
freight railroads that operate locomotives in the District.
COMMITTEE:
Mobile Source, March 25, 2005, November 18, 2005, and January 27, 2006,
Reviewed
RECOMMENDED ACTIONS:
Adopt the attached resolution:
- Certifying the Program Environmental Assessment for Proposed Rules
3501 – Recordkeeping for Locomotive Idling; and 3502 – Minimization of
Emissions from Locomotive Idling; and
- Adopting Proposed Rule 3501 – Recordkeeping for Locomotive Idling;
and
- Adopting Proposed Rule 3502 – Minimization of Emissions from
Locomotive Idling.
Barry R. Wallerstein, D.Env.
Executive Officer
Background
Idling locomotives are a source of noise, odors, and air pollution,
particularly diesel particulate matter and oxides of nitrogen (NOx). In the
past, District staff has received complaints from the public regarding
idling locomotives. Comments have been made directly to the District through
its complaint hotline, town hall meetings, and written comments. Between
2002 and 2005, the District received approximately 300 complaints regarding
locomotives and locomotive idling. In addition, there have been reports of
locomotives idling for hours as crews would leave a locomotive for a break
or waiting for a replacement crew to arrive.
Locomotives idle for a variety of reasons. Some reasons for idling may be
necessary for the safety or operation of the locomotive such as for safety,
to provide air pressure to railcar brakes, to provide voltage to the battery
to start the locomotive, to provide comfort heating and cooling for the
crew, etc. However, the District staff believes that there are specific
situations where locomotive idling is not necessary and that shutting off
the locomotive in those situations would clearly not affect railroad
operations.
Regulatory Authority
The authority to regulate air pollution in California is divided between
the California Air Resources Board and the local and regional air pollution
control districts. Under state law “local and regional authorities”1
have the primary responsibility for control of air pollution from all
sources, other than emissions from motor vehicles. The control of emissions
from motor vehicles, except as otherwise provided in this division, shall be
the responsibility of the State board.” (Health & Safety Code §40000).
Locomotives are not motor vehicles. The law defines “motor vehicle” as “a
vehicle that is self-propelled.” (Veh. Code §415(a)). A “vehicle” is “a
device by which any person or property may be propelled, moved, or drawn
upon a highway, excepting a device moved exclusively by human power or used
exclusively upon stationary rails or tracks.” (Veh. Code §670). Because they
do not operate on the highway and because they operate on stationary tracks,
locomotives are not “vehicles.” Since they are not motor vehicles, they are
under the jurisdiction of the districts. (Health & Safety Code §40000) CARB
was also granted authority to regulate locomotives by Health & Safety Code
§43013(b), as amended in 1988. However, even after the enactment of this
statute, the districts retain concurrent authority to regulate nonvehicular
sources, including locomotives. (Manaster & Selmi, California Environmental
Law and Land Use Practice, §41.06 (2)).
The railroads have raised arguments that these rules may be preempted by
the Clean Air Act or the Interstate Commerce Commission Termination Act (ICCTA).
AQMD staff has addressed these concerns in the body of the staff report as
well as in responses to comments. In brief, AQMD staff believes that the
rules are not preempted by the Clean Air Act because they do not specify the
design or construction of the locomotive; and the rules are not preempted by
ICCTA because they do not interfere with rail operations. The rules are
designed so that the railroads have alternative methods of compliance and
can select the method most convenient for them. Also, the idling rule is
designed to only limit idling in situations where idling is not necessary
for rail operations.
Proposed Rules 3501 and 3502
Proposed Rules 3501 and 3502 are applicable to Class I freight railroads
and switching and terminal railroads in the District. There are two Class I
freight railroads that operate in the District, the Burlington Northern
Santa Fe Railway Company (BNSF) and the Union Pacific Railroad (UP), and two
switching and terminal railyards, Los Angeles Junction Railway (LAJ) and
Pacific Harbor Line, Inc. (PHL) in the District. LAJ is wholly owned by the
BNSF.
Proposed Rule 3501
Proposed Rule 3501 establishes recordkeeping requirements for idling
locomotives that operate in the District. The purpose of Proposed Rule 3501
is to record idling events over 30 minutes to assist the District in both
identifying opportunities for reducing idling emissions and quantifying
idling emissions. Under Proposed Rule 3501, a railroad may be exempt from
recordkeeping if the locomotive is equipped with an anti-idling device that
limits idling to less than 15 minutes or an alternative technology (e.g.,
liquefied natural gas, Green Goat battery dominant hybrid system) is used.
Information gathered under Proposed Rule 3501 would be used to enhance the
locomotive emissions inventory and may be used to identify additional
locomotive idling requirements in the future for potential amendments to
Proposed Rule 3502.
Proposed Rule 3502
Proposed Rule 3502 establishes idling limits for locomotives operating in
the District. The purpose of Proposed Rule 3502 is to minimize emissions
from unnecessary idling of locomotives. Under Proposed Rule 3502, if a
locomotive is equipped with an anti-idling device that will limit idling to
15 minutes or less; then the railroad is relieved of the idling requirements
for that specific locomotive. Under the proposed rule, an unattended
locomotive that is not equipped with an anti-idling device cannot idle for
more than 30 minutes for the following reasons:
- Awaiting relief crews;
- Meal breaks;
- Within railyards;
- Queuing in railyards; or
- Maintenance or testing not requiring engine operation;
In addition, the proposed rule establishes idling requirements for
trailing locomotives, regardless if the trailing locomotive is attended or
unattended. Under Proposed Rule 3502 an operator cannot idle a trailing
locomotive for more than 30 minutes if:
- Dispatcher or yardmaster notifies of delay that will exceed 30
minutes; or
- A locomotive failure or breakdown that will result in a delay of more
than 30 minutes.
To ensure that idling restrictions do not interfere with railroad
operations, the proposed rule provides exemptions if the locomotive is being
used in an emergency, if the ambient temperature is predicted to drop below
400F in the next 24 hours where the locomotive is operated, or to maintain
sufficient battery charge to restart the locomotive.
In addition, a locomotive could be exempt from idling requirements if the
operator has received approval for an Emission Equivalency Plan. The
objective of the Emissions Equivalency Plan is to exempt any locomotive from
the idling requirements if the railroad can demonstrate that an alternative
control strategy can achieve the same or greater PM and NOx emission
reductions as could have been achieved through implementation of idling
prohibitions.
Public Process
District staff began development of Proposed Rules 3501 and 3502 in
September 2004. During the rule development process, District staff visited
14 railyards throughout the district. In addition, to facilitate
communication with affected parties, a working group was formed, consisting
of District staff, CARB staff, freight railroads with operations in the
District, environmental groups, and community groups. The District staff met
with the Proposed Railroad Working Group five times – on February 9, 2005,
March 23, 3005, October 6, 2005, November 9, 2005, and December 15, 2005
(conference call with the railroads) to discuss Proposed Rules 3501 and
3502. A public workshop to present rule concepts was held on March 8, 2005.
A second public workshop and California Environmental Quality Act (CEQA)
scoping session for Proposed Rules 3501 and 3502 was held on October 12,
2005. Throughout the public process, stakeholders provided insight to rail
operations and community issues, which are reflected in the proposed rules.
Key Issues
The District staff has received a total of four comment letters on
Proposed Rules 3501 and 3502. In addition, public comment was received at
the public workshops held for the proposed rules. The following key issues
have been identified: (1) the need for Proposed Rules 3501 and 3502 in light
of the 2005 Statewide Agreement between CARB and BNSF and UP; (2) the
District’s legal authority to adopt Proposed Rules 3501 and 3502; (3)
recordkeeping and reporting requirements of Proposed Rule 3501 are too
burdensome; (4) Proposed Rules 3501 and 3502 should be enforceable with
strict penalties; and (5) penalties collected under Proposed Rules 3501 and
3502 should be used in areas where violation occurs.
The following provides a brief summary of the key issues. The staff
report for Proposed Rules 3501 and 3502 has a more detailed discussion of
these issues in the responses to comments.
Need for Proposed Rules 3501 and 3502
The railroads question the need for Proposed Rules 3501 and 3502 in light
of a Statewide Agreement between CARB and BNSF and UP, which the railroads
believe provides all of the benefits of Proposed Rules 3501 and 3502.
The District staff believes that Proposed Rules 3501 and 3502 are needed
and the requirements go beyond provisions included in the Statewide
Agreement. Proposed Rule 3501 establishes recordkeeping requirements and
weekly reporting of idling events, requirements that are absent in the
Statewide Agreement. In addition, Proposed Rule 3502 will achieve greater
emission reductions within the District by limiting non-essential idling to
30 minutes as compared to the Statewide Agreement which limits non-essential
idling to 60 minutes. In addition, Proposed Rule 3502 provides clear and
very limited exemptions from the idling limitations as compared to the
Statewide Agreement which includes exemptions that are broad and not clearly
defined.
Legal Authority
The railroads contend that Proposed Rules 3501 and 3502 are “transparent
retrofit requirements” and therefore would be preempted under the federal
Clean Air Act. The railroads contend that the proposed rules are so
burdensome that they effectively do not give the railroads any choice but to
retrofit their locomotives.
Proposed Rules 3501 and 3502 do not require retrofits or installation of
any equipment on the locomotives. Instead, Proposed Rule 3501 only requires
recordkeeping in order to identify opportunities for reducing idling events.
Proposed Rule 3501 does allow locomotives equipped with anti-idling devices
to be exempt from recordkeeping requirements since use of the anti-idling
devices is expected to eliminate unnecessary idling. In that case,
recordkeeping for these locomotives would not provide additional information
that would assist in identifying opportunities for reducing idling events.
The objective of Proposed Rule 3502 is to minimize emissions from
unnecessary idling for longer than 30 minutes. Because these idling limits
are limited to situations where idling is clearly unnecessary, Proposed Rule
3502 poses no burden to railroads. Locomotives that are equipped with
anti-idling devices that are set to shutdown the engine within 15 minutes
will already achieve this objective. As a result, Proposed Rule 3502 would
exempt locomotive with anti-idling devices from the 30 minute idling
requirement.
AQMD staff disagrees that the rules are so burdensome as to effectively
require the railroads to retrofit their locomotives. As discussed below, the
recordkeeping and reporting requirements of Proposed Rule 3501 do no appear
overly burdensome. AQMD rules commonly require daily recordkeeping, e.g. of
coatings used, and railroads should be able to comply as stationary sources
have. Proposed Rule 3502 is no overly burdensome because it only limits
idling in circumstances where the idling is not necessary. In the CARB
Statewide MOU, the railroads have identified circumstances in which idling
is necessary, which do not include the cases where idling is limited by
Proposed Rule 3502.
Recordkeeping and Reporting Requirements too Burdensome
The railroads believe that Proposed Rule 3501 weekly reporting
requirements are too burdensome and that some alternative interval must be
identified.
Proposed Rule 3501 has been modified to simplify the information that
must be recorded when a locomotive idles for more than 30 minutes. In
addition, the proposed rule has been revised to only require the operator to
provide a reason for idling under an extreme idling event where a locomotive
idles for an extended period beyond two hours. Community groups have
requested that the District obtain and post weekly idling events. The
District staff believes that the railroads should provide summaries of
weekly idling events to inform the public as well as to identify any
additional unnecessary idling patterns. Staff believes the recording of
information at the time of idling can be accomplished with existing
locomotive staff during their regular shift and that the weekly reporting is
unlikely to take a significant amount of time.
Enforcement and Penalties
Concerns have been raised by members of the District’s Governing Board
and community members that the proposed rules may not include sufficient
enforcement to deter violations and ensure accurate records are maintained.
Proposed Rules 3501 and 3502 have been modified to ensure that provisions
are enforceable and to specify how penalties will be assessed. To ensure
railroads maintain accurate records of idling events Proposed Rule 3501
requires the railroads to maintain all information necessary to verify
reported idling events for a period of at least two years. This information
includes, but is not limited to, dispatch center files, locomotive
operational logs, locomotive position information, and maintenance and
repair records. In addition, the District staff will be committing
enforcement personnel to ensure railroads are maintaining accurate records
of idling events. In addition, to deter non-compliance the proposed rules
have been modified to specify that penalties would be assessed based on each
locomotive for each occurrence of non-compliance or each day if subject to
an Alternative Compliance Plan. Finally, Proposed Rule 3502 has been
modified to specifically identify circumstances in which idling is limited,
because it is unnecessary, and specifically identify the circumstances of
exemptions, rather than providing a catchall exemption allowing idling when
it is necessary for rail operations, as in earlier versions of the rule.
Use of Penalties
Environmental and community groups believe the District should use funds
from penalties to improve air quality in the communities where violations of
Proposed Rules 3501 and 3502 occur.
If penalties are collected from implementation of Proposed Rules 3501 and
3502, the District staff will evaluate appropriation of these funds. The
District staff will take into consideration implementation costs associated
with implementing and enforcing Proposed Rules 3501 and 3502. In addition,
as part of its consideration, the District staff will consider use of funds
to improve air quality in local communities, specifically the areas where
violations occur.
Emission Reductions
Freight rail operations, characterized primarily by activities associated
with operation of diesel locomotives, are a significant source of diesel
particulate matter (PM) emissions and other criteria pollutants such as
oxides of nitrogen (NOx), volatile organic compounds (VOC), carbon monoxide
(CO), and oxides of sulfur (SOx). The 2003 Air Quality Management Plan (AQMP)
estimates freight locomotive particulate matter less than 10 microns (PM10)
emissions of 0.90 tons per day, emissions of particulate matter less than
2.5 microns (PM2.5) of 0.82 tons per day, and NOx emissions of 32.98 tons
per day. Diesel exhaust is listed by the California Air Resources Board (CARB)
as a toxic air contaminant and has the potential to cause cancer in humans.
It is conservatively estimated that in 2003 idling of freight locomotives in
the District produced 0.17 tons per day of PM10 and 3.96 tons per day of NOx.
Overall estimated emission reductions expected from Proposed Rule 3502
idling requirements are 0.06 and 1.35 tons per day, for PM10 and NOx,
respectively.
California Environmental Quality Act
In accordance with CEQA, the District, as the Lead Agency, reviewed
Proposed Rules 3501 and 3502 and prepared an Initial Study which was
released for a 30-day public review and comment period from September 15,
2005 to October 14, 2005. Comments submitted on the Initial Study were
responded to and included in the Draft Program Environmental Assessment
(PEA) prepared pursuant to CEQA Guidelines §15168(a)(4) and §15252. No
significant adverse environmental impacts were determined to be generated
from implementing Proposed Rules 3501 and 3502 and, thus, the Draft PEA was
circulated for a 30-day public review and comment period from December 22,
2005 to January 20, 2006. A representative of BNSF and UP informed District
staff that the previously submitted comments still apply and the railroads
would not submit written comments on the Draft PEA. Response to those
comments can be found in Attachment K. As a result, no comment letters were
received on the Draft PEA. Minor modifications were made to the Draft PEA so
it is now a Final PEA.
Socioeconomic Reports
As described previously, Proposed Rules 3501 and 3502 would affect two
Class I freight railroads (BNSF and UP) and two switching and terminal
railroads in the district (PHL and LAJ). (LAJ is a switching and terminal
railroad, wholly owned by the BNSF, and therefore, was considered as part of
BNSF for this analysis.) All three affected corporations have locomotives
operating within the district.
Based on the latest (July 2005) financial reports, UP had 48,000
employees with a gross revenue of $12.2 billion and BNSF had 38,000
employees with a gross revenue of $10.9 billion, respectively, in 2004. PHL
had 145 employees with a gross revenue of $38 million in 2004. All these
businesses are not small businesses.
Implementation of PR 3501 is expected to result in a cost impact from
training personnel and recordkeeping and reporting. The total average annual
cost of PR 3501 from 2006 to 2010 is projected to be $180,936. Proposed Rule
3502 prohibits unnecessary idling activities for more than 30 minutes.
Implementation of PR 3502 is expected to result in a cost impact from
training personnel and a potential savings associated with reducing
unnecessary idling. The net impact of PR 3502 is an average annual savings
of $3,219,550 from 2006 to 2010.
The implementation of PR 3501 and PR 3502 is projected to result in an
average annual net savings of $3,039,054 from 2006 to 2010. The net savings
from the combined two proposed rules with a 10 percent contingent cost built
in would be $3,039,010. The savings will give rise to a slightly positive
job impact on the overall Southern California economy.
Resource Impacts
It is anticipated that as a result of Proposed Rules 3501 and 3502, one
inspector will be allocated for enforcement of these rules. Fees for
Alternative Compliance Plans submitted towards compliance with Proposed Rule
3501 and Emissions Equivalency Plans submitted towards compliance with
Proposed Rule 3502 will be recovered through Rule 306 plan fee provisions.
Staff would consider proposals to further amend Regulation III - Fees to
recover costs associated with rule implementation.
_____________________
1
The term “local or regional authority” means the governing body of any city,
county or district. Health & Safety Code §39037. “District” means an air
pollution control district or air quality management district created or
continued in existence pursuant to provisions of Part 3 (commencing with
Section 40000). Health & Safety Code §39025.
Attachments (EXE
6MB)
| A. |
Summary of Proposals |
| B. |
Key Issues and Responses |
| C. |
Rule Development Process |
| D. |
Key Contacts List |
| E. |
Resolution |
| F. |
Proposed Rule 3501 |
| G. |
Proposed Rule 3502 |
| H. |
Proposed Rule 3501 Final Staff Report |
| I. |
Proposed Rule 3502 Final Staff Report |
| J. |
Final Socioeconomic Report for Proposed Rule 3501 and
3502 |
| K. |
Final Program Environmental Assessment for Proposed
Rules 3501 and 3502 |
| L. |
Errata - PR 3501 |
| M. |
Errata - PR 3502 |
ATTACHMENT A
SUMMARY OF PROPOSALS
|
Proposed Rules 3501 –
Recordkeeping for Locomotive Idling; and
3502 – Minimization of Emissions from Locomotive Idling |
|
·
Proposed Rule 3501
-
Recordkeeping
Requirements
-
Record information on
locomotive idling events of 30 minutes or more, starting 6 months from
date of rule adoption.
-
For idling events of
more than two hours, provide an explanation for the idling event, in
addition to recording idling event information.
-
Retain for a period
of not less than two years all information necessary to verify and
substantiate idling event records.
-
For locomotives
equipped with anti-idling devices, retain for a period of not less than
two years from the date of installation, all information necessary to
verify and substantiate installation of anti-idling devices.
-
Submit weekly reports
containing idling event information.
-
Submit an annual
report providing current information on locomotives operating in the
District.
-
Exemption from
Recordkeeping
-
Locomotives equipped
with anti-idling devices set at 15 minutes or less, engaged, and not
tampered with are exempt from recordkeeping and weekly reporting.
-
Locomotives equipped
to operate exclusively using an alternative technology are exempt from
recordkeeping and weekly reporting.
-
Railroads
implementing approved Alternative Compliance Plans committing to equip
all locomotives in the interdistrict, intradistrict, or combined fleets
with anti-idling devices or to operate on alternative technologies are
exempt from recordkeeping and weekly reporting requirements. The entire
applicable fleet is exempt from recordkeeping upon approval of a Plan. |
|
·
Proposed Rule 3502
-
For any locomotive not
equipped with an anti-idling device, idling for more than 30 minutes
not allowed for the following reasons:
-
Awaiting relief crews;
-
Meal breaks;
-
Within railyards;
-
Queuing in railyards for
fueling, maintenance, or servicing;
-
Maintenance or testing not
requiring engine operation;
-
Dispatcher or yardmaster
notifies of delay that will exceed 30 minutes (trailing locomotives
only); and
-
Locomotive failure or breakdown
that will result in a delay of more than 30 minutes (trailing
locomotives only).
-
Exemptions from idling
requirements
-
A locomotive equipped with
anti-idling
devices set at 15 minutes or less, engaged, and not
tampered with.
-
A locomotive addressed under an
Emissions Equivalency Plan demonstrating equivalent emission reductions
as meeting idling requirements.
-
A locomotive being used in an
emergency.
-
Ambient temperatures of 40oF
or lower occur or are predicted in the area where the locomotive is
operated.
-
Idling is required to maintain
battery charge or voltage at a level sufficient to start the locomotive. |
ATTACHMENT B
KEY ISSUES AND RESPONSES
|
Proposed Rules 3501 –
Recordkeeping for Locomotive Idling; and
3502 – Minimization of Emissions from Locomotive Idling |
|
Comment:
The railroads question the need for Proposed Rules 3501 and 3502 in
light of a statewide agreement between BNSF, UP, and CARB, which the
railroads believe provides all of the benefits of Proposed Rules 3501
and 3502.
Response:
The District staff believes that Proposed Rules 3501 and 3502 are needed
and the requirements go beyond provisions included in the Statewide
Agreement. Proposed Rule 3501 establishes recordkeeping requirements
and weekly reporting of idling events, requirements that are absent in
the Statewide Agreement. In addition, Proposed Rule 3502 will achieve
greater emission reductions within the District by limiting
non-essential idling to 30 minutes as compared to the Statewide
Agreement which limits non-essential idling to 60 minutes. In addition,
Proposed Rule 3502 provides clear and very limited exemptions from the
idling limitations as compared to the Statewide Agreement which includes
exemptions that are broad and not clearly defined.
|
|
Comment:
The railroads contend that Proposed Rules 3501 and 3502 are “transparent
retrofit requirements” and therefore would be preempted under the
federal Clean Air Act. The railroads contend that the proposed rules
are so burdensome that they effectively do not give the railroads any
choice but to retrofit their locomotives.
Response:
Proposed Rules 3501 and 3502 do not require retrofits or installation of
any equipment on the locomotives. One objective of Proposed Rule 3501
is to identify opportunities for reducing idling events. The District
staff has allowed locomotives equipped with anti-idling devices to be
exempt from recordkeeping requirements since use of the anti-idling
devices is expected to eliminate unnecessary idling, in which cases
recordkeeping for these locomotives would not provide additional
information that would assist in identifying opportunities for reducing
idling events.
The objective of Proposed Rule 3502 is to
minimize emissions from unnecessary idling. Locomotives that are
equipped with anti-idling devices that are set to shutdown the engine
within 15 minutes will achieve this objective. To require locomotives
with anti-idling devices to adhere to the 30 minute idling requirements
established under Proposed Rule 3502 would be redundant, thus, the
idling requirements are specifically targeted at those locomotives not
equipped with anti-idling devices.
AQMD staff disagrees that the rules are so burdensome as to effectively
require the railroads to retrofit their locomotives. As discussed
below, the recordkeeping and reporting requirements of Proposed Rule
3501 do no appear overly burdensome. AQMD rules commonly require daily
recordkeeping, e.g. of coatings used, and railroads should be able to
comply as stationary sources have. Proposed Rule 3502 is no overly
burdensome because it only limits idling in circumstances where the
idling is not necessary. In the CARB Statewide MOU, the railroads have
identified circumstances in which idling is necessary, which do not
include the cases where idling is limited by Proposed Rule 3502. |
|
Comment:
The railroads believe that Proposed Rule 3501 weekly reporting
requirements are too burdensome and that some alternative interval must
be identified.
Response:
Proposed Rule 3501 has been modified to simplify the information that
must be recorded when a locomotive idles for more than 30 minutes. The
District staff believes that the railroads should provide summaries of
weekly idling events to inform the public as well as to identify any
additional unnecessary idling patterns.
Staff believes the recording of information at the
time of idling can be accomplished with existing locomotive staff during
their regular shift and that the weekly reporting is unlikely to take a
significant amount of time.
|
|
Comment:
Concerns have been raised by members of the District’s Governing Board
and community members that the proposed rules may not include sufficient
enforcement to deter violations and ensure accurate records are
maintained.
Response:
Proposed Rules 3501 and 3502 have been modified to ensure that
provisions are enforceable and to specify how penalties will be
assessed. To ensure railroads maintain accurate records of idling
events Proposed Rule 3501 requires the railroads to maintain all
information necessary to verify reported idling events for a period of
at least two years. In addition, the District staff will be committing
enforcement personnel to ensure railroads are maintaining accurate
records of idling events. In addition, to deter non-compliance the
proposed rules have been modified to specify that penalties would be
assessed based on each locomotive for each occurrence of non-compliance
or each day if subject to an Alternative Compliance Plan. Also,
Proposed Rule 3502 has been modified to specifically identify the
circumstances in which idling is limited, and to eliminate exemption
language that was open to possible conflicting interpretations.
|
ATTACHMENT C
RULE DEVELOPMENT PROCESS
Proposed Rules 3501 – Recordkeeping for Locomotive Idling;
and 3502 – Minimization of Emissions from Locomotive Idling
Public Workshop, Working Group and Board Committee
Meetings

Seventeen (17) months spent in rule development.
ATTACHMENT D
KEY CONTACTS LIST
American Lung Association
Association of American Railroads
Burlington Northern Santa Fe Railway Company
California Air Resources Board
California Environmental Associates
California Environmental Rights Alliance
California Shortline Railroads
Center for Community Action and Environmental Justice
City of Los Angeles Environmental Affairs Department
Coalition for Clean Air
Communities for a Better Environment
East Yard Communities for Environmental Justice
Environmental Consultants
LA Junction Railways (BNSF)
National Railway Equipment Company
Natural Resources Defense Council
Pacific Harbor Line, Inc.
Physicians for Social Responsibility
Pillsbury Winthrop Shaw and Pittman
Union Pacific Railroad
ATTACHMENT E
RESOLUTION NO. 06-XX
A Resolution
of the South Coast Air Quality Management District (AQMD) Governing Board
certifying the Final Program Environmental Assessment for the Proposed Rules
3501 – Recordkeeping for Locomotive Idling and 3502 – Minimization of
Emissions from Locomotive Idling
A Resolution
of the Governing Board adopting Rules 3501 – Recordkeeping for Locomotive
Idling and Rule 3502 – Minimization of Emissions from Locomotive Idling.
WHEREAS,
the Governing Board has determined that the Proposed Rules 3501 –
Recordkeeping for Locomotive Idling and Rule 3502 – Minimization of
Emissions from Locomotive Idling are a “project” pursuant to the terms of
the California Environmental Quality Act (CEQA); and
WHEREAS,
the AQMD has had its regulatory program certified pursuant to Public
Resources Code §21080.5 and has conducted CEQA review pursuant to such
Program (AQMD Rule 110); and
WHEREAS,
AQMD staff has prepared a Draft Program Environmental Assessment (PEA)
pursuant to its certified regulatory Program and state CEQA Guidelines
§15252 setting forth the potential environmental consequences of the
Proposed Rules 3501 – Recordkeeping for Locomotive Idling and Rule 3502 –
Minimization of Emissions from Locomotive Idling; and
WHEREAS,
the Draft PEA was released for a 30-day public review and comment period
from December 22, 2005 to January 20, 2005. During the 30-day public review
and comment period, the AQMD did not receive any comment letters on the
Draft PEA; and
WHEREAS,
it is necessary that the adequacy of the Final PEA for the Proposed Rules
3501 – Recordkeeping for Locomotive Idling and Rule 3502 – Minimization of
Emissions from Locomotive Idling be considered by the Governing Board prior
to its adoption; and
WHEREAS,
no significant adverse environmental impacts were identified from
implementing the Proposed Rules 3501 – Recordkeeping for Locomotive Idling
and Rule 3502 – Minimization of Emissions from Locomotive Idling and, thus,
a Mitigation Monitoring Plan, pursuant to Public Resource Code §21081.6, has
not been prepared since no mitigation measures are necessary; and
WHEREAS, a
Statement of Findings and Statement of Overriding Consideration pursuant to
state CEQA Guidelines §§15091 and 15093, respectively, has not been prepared
since no significant adverse environmental impacts were identified from
implementing the Proposed Rules 3501 – Recordkeeping for Locomotive Idling
and Rule 3502 – Minimization of Emissions from Locomotive Idling; and
WHEREAS,
the AQMD Governing Board voting on these proposed rules have reviewed,
considered, and hereby certifies the Final PEA for the Proposed Rules 3501 –
Recordkeeping for Locomotive Idling and Rule 3502 – Minimization of
Emissions from Locomotive Idling; and
WHEREAS,
the Governing Board has determined that the socioeconomic reports and staff
report of the Proposed Rules 3501 – Recordkeeping for Locomotive Idling and
Rule 3502 – Minimization of Emissions from Locomotive Idling is consistent
with the Governing Board March 17, 1989 and October 14, 1994 resolutions and
the provisions of Health and Safety Code Sections 40440.8, 40728.5 and
40920.6; and
WHEREAS,
the Governing Board has reviewed and considered the staff's findings related
to cost and employment impacts of Proposed Rules 3501 – Recordkeeping for
Locomotive Idling and Rule 3502 – Minimization of Emissions from Locomotive
Idling, as set forth in the socioeconomic reports, and hereby finds and
determines that cost and employment impacts are as set forth in that
assessment; and
WHEREAS,
the Governing Board has determined that staff has actively considered the
socioeconomic reports and made a good faith effort to minimize any
socioeconomic impacts; and
WHEREAS,
the Governing Board obtains its authority to adopt, amend, or repeal rules
and regulations from Sections 39002, 40000, 40001, 40702, 40725 through
40728, 40910 through 40920.5, 41508, 41511, and 41700 of the California
Health and Safety Code; and
WHEREAS,
the Governing Board is given specific authority under §41511 of the
California Health and Safety Code relative to adopting rules and regulations
to require the owner or the operator of any air pollution emission sources
to take such action for the determination of the amount of such emissions
from such source, and prohibiting discharges from sources of air
contaminants which are a nuisance or annoyance to the public or which
endanger the health and safety of the public under §41700 of the California
Health and Safety Code; and
WHEREAS,
the Governing Board has determined that a need exists to adopt Proposed
Rules 3501 – Recordkeeping for Locomotive Idling and Rule 3502 –
Minimization of Emissions from Locomotive Idling to obtain information
concerning idling and emissions, to reduce public health exposure to
criteria pollutant and toxic air contaminants, to meet state and federal
ambient air quality standards and to meet the intent of the AQMD’s Air
Toxics Control Plan control measure AT-MBL-09; and
WHEREAS,
the Governing Board has determined that Proposed Rules 3501 – Recordkeeping
for Locomotive Idling and Rule 3502 – Minimization of Emissions from
Locomotive Idling as proposed is written or displayed so that its meaning
can be easily understood by the persons directly affected by the proposed
rule; and
WHEREAS,
the Governing Board has determined that Proposed Rules 3501 – Recordkeeping
for Locomotive Idling and Rule 3502 – Minimization of Emissions from
Locomotive Idling as proposed is in harmony with, and not in conflict with
or contradictory to, existing federal or state statutes, court decisions, or
regulations; and
WHEREAS,
the Governing Board has determined that Proposed Rules 3501 – Recordkeeping
for Locomotive Idling and Rule 3502 – Minimization of Emissions from
Locomotive Idling as proposed does not impose the same requirements as any
existing state or federal regulation and the proposed rules are necessary
and proper to execute the powers and duties granted to, and imposed upon,
the District; and
WHEREAS,
the Governing Board has determined that Proposed Rules 3501 – Recordkeeping
for Locomotive Idling and Rule 3502 – Minimization of Emissions from
Locomotive Idling, as proposed, references the following statutes which the
AQMD hereby implements, interprets or makes specific: H&S Code Sections
40001 (rules to achieve ambient air quality standards), 41511 (rules to
gather information regarding emissions for both criteria and toxic
pollutants), 41700 (prevent endangerment of public health and nuisance to
public); and
WHEREAS,
the Governing Board has found that there is a problem that Propose Rules
3501 – Recordkeeping for Locomotive Idling and Rule 3502 – Minimization of
Emissions from Locomotive Idling will help alleviate, namely continued
exceedances of state and federal ambient air quality standards, and that the
rules will promote the attainment of these standards; and
WHEREAS, a
public hearing has been properly noticed in accordance with the provisions
of Health and Safety Code Section 40725; and
WHEREAS,
the Governing Board has held a public hearing in accordance with all
provisions of law; and
WHEREAS,
the AQMD specifies the Manager of Rules 3501 and 3502 as the custodian of
the documents or other materials which constitute the record of proceedings
upon which the adoption of these proposed rules are based, which are located
at the South Coast Air Quality Management District, 21865 Copley Drive,
Diamond Bar, California; and
NOW,
THEREFORE, BE IT RESOLVED that the Governing Board does hereby certifies
the final PEA for Proposed Rules 3501 – Recordkeeping for Locomotive Idling
and Rule 3502 – Minimization of Emissions from Locomotive Idling, which was
completed in compliance with CEQA and Rule 110 provisions; and find that the
Final PEA was presented to the Governing Board, whose members reviewed,
considered, and approved the information therein prior to acting on Proposed
Rules 3501 – Recordkeeping for Locomotive Idling and Rule 3502 –
Minimization of Emissions from Locomotive Idling; and
BE IT FURTHER
RESOLVED that because no significant adverse environmental impacts were
identified as a result of implementing Proposed Rules 3501 – Recordkeeping
for Locomotive Idling and Rule 3502 – Minimization of Emissions from
Locomotive Idling, a Statement of Findings, a Statement of Overriding
Considerations, and a Mitigation Monitoring Plan are not required; and
BE IT FURTHER
RESOLVED, that the Governing Board does hereby approve the Socioeconomic
Report for Proposed Rules 3501 and 3502; and
BE IT FURTHER
RESOLVED, that the Governing Board does hereby adopt, pursuant to the
authority granted by law, Proposed Rules 3501 – Recordkeeping for Locomotive
Idling and Rule 3502 – Minimization of Emissions from Locomotive Idling, as
set forth in the attached and incorporated herein by reference; and
BE IT FURTHER
RESOLVED, the Governing Board hereby directs staff in considering
penalties that are collected through implementation and enforcement of
Proposed Rules 3501 – Recordkeeping for Locomotive Idling and 3502 –
Minimization of Emissions from Locomotive Idling, after implementation and
enforcement costs are considered, to consider using the remaining available
penalties to improve air quality in local communities, specifically in the
areas where violations occur; and
BE IT FURTHER
RESOLVED, that the Governing Board hereby directs staff to develop fees
as part of Regulation III amendments to recover potential costs associated
with implementation of Regulation XXXV – Railroads and Railroad Operations;
and
BE IT FURTHER
RESOLVED, that the Governing Board hereby approves allocation of one
full-time position to enforcement of District Rules 3501 and 3502.
DATE: _____________________________
_____________________________________
Clerk of the District Board
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